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Evans & Kob, PC

Evans & Kob is a full service corporate and securities firm focused
on serving the diverse needs of the financial services industry.
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Arbitration & Litigation

Our arbitration and litigation practice involves all aspects of securities arbitration and litigation.
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Arbitration and Litigation

We are often engaged in alternative investment-related arbitration and litigation matters due to our significant experience within various asset classes.

Alternative Investments

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Expert Witness

Evans & Kob is a full service corporate and securities firm focused on serving the diverse needs of the financial services industry.
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Securities

We advise companies, issuers, underwriters and private equity funds in state and federal securities matters in transactions ranging with private placements, financing agreements and joint ventures.
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Broker-Dealer Services

Founded by former CEOs, CCOs and general counsel to FINRA members,our broker-dealer practice is more than just defense with services designed to be proactive.
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Investment Adviser Services

Counsel to registered investment advisers, including retail, private fund and dual registration status, in formation, operations and regulation with the Investment Advisers Act of 1940.
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Securities Investigations & Enforcement

Represent corporations and individuals confronted with inquiries from regulatory and securities enforcement agencies, including the SEC, state securities regulators and FINRA.
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Corporate

Providing a broad range of services to corporations, joint
ventures, partnerships and limited liability companies in
all phases of the business cycle.
Memorandum Opinion - Motion to Dismiss - Rule 12(b)(3) - DBSI Private Actions Trust