Evans & Kob represents select investors and customers in various securities arbitration and litigation disputes against financial firms dealing with securities regulation, fraud, disputes and other matters related to the stock market, alternative investments, hedge funds and the securities industry. Clientele include high net worth individuals, non-profits and other institutions in claims against brokerage firms, banks, hedge funds, wirehouses, investment advisors, financial planners, money managers, and other financial professionals.
Our dedicated group of lawyers draw upon their diverse backgrounds, including executive and compliance officers of FINRA member firms, general counsel to issuers and a former SEC enforcement attorney, to protect our clients’ interests in a diverse range of matters, in civil litigation as well as before federal and state regulators, in virtually every region in the country before the Securities and Exchange Commission (SEC), the Financial Industry Regulatory Authority, Inc. (FINRA), and state and federal trial and appellate courts. . Our experienced team is devoted to assisting institutional and individual investors nationwide to recover losses caused by the inappropriate actions of investment advisors and their firms.