Expert Witness

ewsEvans & Kob provides expert witness support for various litigation and arbitration claims. Our services range from evaluating claims and defenses, reviewing industry practices and regulatory requirements, analyzing evidence and providing subject matter expert testimony.

Our dedicated group of lawyers draw upon their diverse backgrounds, including executive and compliance officers of FINRA member firms, general counsel to issuers and a former SEC enforcement attorney, to protect our clients’ interests in a diverse range of matters, in civil litigation as well as before federal and state regulators, in virtually every region in the country before the Securities and Exchange Commission (SEC), the Financial Industry Regulatory Authority, Inc. (FINRA), and state and federal trial and appellate courts.

Common Expert Witness and Testimony Engagements
  • Broker-Dealer and Investment Adviser Sales Practices
  • Suitability
  • Outside Business Activities
  • Private Securities Transactions
  • Supervision and the Supervisory Systems and Procedures
  • Due Diligence
  • General Compliance with FINRA and SEC rules and regulations
  • Real Estate Funds, 1031, Tenant in Common (TIC), Delaware Statutory Trust (DST)
  • Oil and Gas
  • Syndications, Private Placements and other Disclosure Issues

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If you wish to speak with an attorney about your needs and questions in any of these areas, please contact us at info@eklawpc.com.

Interested in our services? We would appreciate hearing from you!