Evans & Kob provides expert witness support for various litigation and arbitration claims. Our services range from evaluating claims and defenses, reviewing industry practices and regulatory requirements, analyzing evidence and providing subject matter expert testimony.
Our dedicated group of lawyers draw upon their diverse backgrounds, including executive and compliance officers of FINRA member firms, general counsel to issuers and a former SEC enforcement attorney, to protect our clients’ interests in a diverse range of matters, in civil litigation as well as before federal and state regulators, in virtually every region in the country before the Securities and Exchange Commission (SEC), the Financial Industry Regulatory Authority, Inc. (FINRA), and state and federal trial and appellate courts.
Common Expert Witness and Testimony Engagements
Broker-Dealer and Investment Adviser Sales Practices
Outside Business Activities
Private Securities Transactions
Supervision and the Supervisory Systems and Procedures
General Compliance with FINRA and SEC rules and regulations
Real Estate Funds, 1031, Tenant in Common (TIC), Delaware Statutory Trust (DST)
Oil and Gas
Syndications, Private Placements and other Disclosure Issues
If you wish to speak with an attorney about your needs and questions in any of these areas, please contact us at email@example.com.
Interested in our services? We would appreciate hearing from you!