Alternative Investments

Evans & Kob’s arbitration and litigation practice involves all aspects of securities arbitration and litigation, including banking and financial institutions, insurance, professional liability defense and securities. Our attorneys regularly represent financial institutions, branch managers, financial planners, directors and officers, investment advisers, money managers, hedge funds, banks, select investors and customers and broker-dealers in virtually every region in the country before the Securities and Exchange Commission (SEC), the Financial Industry Regulatory Authority, Inc. (FINRA), American Arbitration Association (AAA), and state and federal trial and appellate courts.




Our dedicated group of lawyers draw upon their experience in alternative investments and direct participation programs in defending issuers, broker-dealers, registered representatives, due diligence officers and other personnel in customer complaints FINRA and AAA arbitrations with a multidisciplinary approach.

Common Representations include
  • DBSI, FOR 1031
  • Sunwest Management
  • Provident Royalties, Provident Asset Management, Shale Royalties
  • Striker Petroleum
  • Medical Capital Holdings, Medical Provider Funding
  • IMH Secured Loan Fund
  • Discovery Oil and Gas Partners
  • Tax Strategies Group (TSG)
  • Investment Properties of America
  • Desert Capital
  • 1031/TIC
  • Non-Traded Real Estate Investment Trusts (REITs)

If you wish to speak with an attorney about your needs and questions in any of these areas, please contact us at

Interested in our services? We would appreciate hearing from you!